Short answer: the Nathan Cummings Foundation and the Lotus Fund. But what's the Lotus Fund, and who's behind it?
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June 20, 22, 23 updates: Got some answers, but still got questions.
On June 20 I received an email from Michael Shellenberger with a statement (see below) from a Lotus
Foundation; it names the benefactor & states that they're proud to fund The Breakthrough Institute.
But questions remain, since the Lotus Foundation's support for TBI would seem to be a) new, and b) likely not substantial enough to be a major funding source: while I haven't seen their 990 for 2008, their 2005-2007 ones don't show
any support of TBI, and the grants they do make are comparatively small - although the grants cover a wide range, from under 1k up to 100k, most are around 30k.
The Nathan Cummings Foundation gives larger grants, and their 2007 990 shows a 375k grant to TBI (the 2nd largest they gave, that year); but still it seems like the level of funding from these two foundations would run short, to support an org with a budget of ~700-800k.
But I don't
know that it's insufficient, since I don't know TBI's budget - all I have to go on is Shellenberger's characterization of it as "well under a million", which I'm ass-u-me-ing would translate to ~700-800k. But it could also translate to a lot less, if wielded literally.
(6/22 update: I've asked; am waiting to hear back.)Here's the Lotus Foundation statement:"Lotus
Foundation [not Fund] is a private foundation whose purpose is to promote a more
informed and tolerant society by encouraging citizen participation
through a balanced and open dialogue. The Foundation is supported by
Ms. Rachel Pritzker and members of her family. Grantees include Center
for American Progress, Media Matters, and Center for Independent Media.
Lotus Foundation has been proud to support the work of Breakthrough
Institute in its work analyzing and explaining climate and energy
policies and creating a new progressive agenda for the 21st Century."
Thanks to Michael Shellenberger and to the Lotus Foundation for this information.
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Original post:
No hard information here, this is just a (somewhat stonewalled) query in progress. There's been an unwillingness to provide details that'd allow verification, that strikes me as odd - so I wanted to lay this out for y'all, in the hopes that some future reader might be better equipped to make sense of it.
Environmental movement "bad boys" Michael Shellenberger and Ted Nordhaus - authors of The Death of Environmentalism (
link and discussion), which argues that environmental organizations are increasingly ineffective and new alliances and approaches are called for - co-founded their think tank
The Breakthrough Institute in 2002 (
link).
They've been inveighing against the Waxman-Markey climate bill, and more, according to
this May 22 Climate Progress post ("In just the last few months, TBI, and its founders Michael Shellenberger and Ted Nordhaus have gone on a disinformation rampage with the help of the media..." - which
appears to be continuing. )
The May 22 post elicited a
comment:
"...wonder who or what finances these two. They certainly are making the rounds ..."
I was
curious too; so, I emailed TBI asking who funded them. Michael Shellenberger responded, saying:
"... We have two funders and 5 staff. RPA [Rockefeller Philanthropy Advisors] is our parent non-profit, they do not fund us nor are they any longer connected to Big Oil.
...[The two funders are] Cummings Foundation, from the Sara Lee fortune,... and Lotus Fund. Neither is connected to
fossil fuels."
There's plenty of information available online about the Cummings Foundation, but the
Lotus Fund was - and remains - a mystery.
The only "Lotus Fund" proper appears to have been a venture capital fund -
"Lotus Fund is a venture-stage, Global Equity Investment Fund which focuses on investing in and supporting high growth firms within the technology and energy sectors.
Lotus Fund is a long-term, value-added investor. With contacts throughout the world, the fund provides companies with financial resources, and it assists companies in acquiring strategic assets and relationships for the purpose of enabling them to enhance their growth rates and their competitiveness."
But Shellenberger told me this venture capital fund is not TBI's funder.
And there's Lotus the "1-2-3" spreadsheet-maker, whose former CEO, Jim Manzi,
has been active in debating climate change policies.
(Manzi advocates government funding for climate technology that "should be related to detecting or ameliorating the effects of global warming,
should serve a public rather than a private need, and should provide no
obvious potential source of profit to investors if successful.")
But Shellenberger told me that Manzi is not involved with the Lotus Fund that supports TBI.
And the
IRS Search for Charities brings up a throng of Lotus-named variants that are 501(c)(3) nonprofits, although none stands out as the obvious candidate Shellenberger was referring to; and when I sent him the list and asked if TBI's Lotus Fund was among them, he said he had no idea.
You might ask - why the "20 Questions" approach? Why didn't I just ask Shellenberger outright, which Lotus Fund was funding The Breakthrough Institute?
And I'd agree, that's a much better approach; actually, it's what I did. But Shellenberger wouldn't say. It wasn't for lack of time, either - we had a lengthy email exchange, in which he raised a couple
of objections to providing this information, which I countered, to no avail.
He ended up saying -
"It's a private family of environmentalists that likes their privacy..." and
"I've been happy to tell others,
including reporters, who the funder is, but I'm not about to go telling some random blogger..."
When in response I pointed out that journalism is a discipline of verification and asked which reporters he'd told, he stopped responding; and he didn't respond when I re-posed the question several days later.
I also tried asking The Breakthrough Institute's parent nonprofit,
Rockefeller Philanthropy Advisers.
(R.P.A. features TBI as one of its
Special Projects; Shellenberger explains, "[We] pay a small overhead fee to Rockefeller Philanthropy Advisers, which is a nonprofit that ably houses our work, since we are too small ("budget of well under $1 million") for it to be worth it to be our own nonprofit")
My first email to RPA asked a general question about the sources and amounts of funding for TBI; then, in response to their "generally we don't disclose that kind of information" reply and query as to why I was asking, I explained why, then reworded my request:
"I have been told that TBI is funded by the Nathan Cummings Foundation and by the Lotus Fund, with the implication that there are no other funders; I'd like to know if this information is correct, and if so, which Lotus Fund is the supporter."
No response yet, as of two days later.
I'll update this post when and if I find out more.